Harbor ETF Trust files with the SEC-8 ETFs

January 22, 2025-Harbor ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Harbor Emerging Markets Select Equity ETF
Harbor Emerging Markets Equity ETF
Harbor International Equity ETF
Harbor Mid Cap CoreETF
Harbor Mid Cap Value ETF
Harbor SMID Cap Core ETF
Harbor SMID Cap Value ETF
Harbor Transformative Technologies ETF.

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Venerable Investment Advisers, LLC files with the SEC

February 4, 2025-Venerable Investment Advisers, LLC has filed an Amended and Restated Application for Exemptive Relief with the SEC.

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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest High Yield & Target Income ETF

February 4, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the FT Vest High Yield & Target Income ETF.

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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest 20+ Year Treasury & Target Income ETF

February 4, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the FT Vest 20+ Year Treasury & Target Income ETF.

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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest Investment Grade & Target Income ETF

February 4, 2025-First Trust Exchange-Traded Fund IV has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the FT Vest Investment Grade & Target Income ETF.

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Simplify Exchange Traded Funds files with the SEC-Simplify US Equity Plus Bitcoin Strategy ETF and Simplify Bitcoin Strategy PLUS Income ETF

February 4, 2025-Simplify Exchange Traded Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Simplify US Equity Plus Bitcoin Strategy ETF
Simplify Bitcoin Strategy PLUS Income ETF.

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Tidal Trust II files with the SEC-3 YieldMax Covered Call Strategy ETFs

February 4, 2025-Tidal Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
YieldMax Nasdaq 100 0DTE Covered Call Strategy ETF
YieldMax Russell 2000 0DTE Covered Call Strategy ETF
YieldMax S&P 500 0DTE Covered Call Strategy ETF.

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Innovator ETFs Trust files with the SEC-Innovator Uncapped Bitcoin 20 Floor ETF-Quarterly

February 4, 2025-Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator Uncapped Bitcoin 20 Floor ETF-Quarterly.

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VanEck ETF Trust files with the SEC-VanEck Technology TruSector ETF

February 4, 2025-VanEck ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the VanEck Technology TruSector ETF.

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VanEck ETF Trust files with the SEC-VanEck Communications Services TruSector ETF

February 4, 2025-VanEck ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the VanEck Communications Services TruSector ETF.

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EA Series Trust files with the SEC-3 YieldMax Covered Call Strategy ETFs

February 4, 2025-EA Series Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Astoria US Small Cap Quality Growth Kings ETF
Astoria Dynamic Core US Fixed Income ETF
Astoria Inflation Allocation ETF.

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VanEck ETF Trust files with the SEC-VanEck Consumer Discretionary TruSector ETF

February 4, 2025-VanEck ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the VanEck Consumer Discretionary TruSector ETF.

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Announcing the largest fee cut in Vanguard history

February 3, 2025--Once again, Vanguard is lowering the cost of investing. Effective February 1, 2025, the firm reduced fees on 168 share classes across 87 funds. The fee reductions are expected to save investors more than $350 million this year alone.1

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Janus Detroit Street Trust files with the SEC-Janus Henderson Transformational Growth ETF

February 3, 2025-Janus Detroit Street Trust has filed a Form N-1A, Pre-Effective Amendment No.1, Registration Statement with the SEC for the Janus Henderson Transformational Growth ETF.

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Macquarie ETF Trust files with the SEC-5 ETFs

February 3, 2025-Macquarie ETF Trust has filed a Form N-1A, Post-Effective Amendment No.1, Registration Statement with the SEC for the
Macquarie Focused International Core ETF
Macquarie Focused SMID Cap Core ETF
Macquarie Tax-Free USA Intermediate ETF
Macquarie Tax-Free USA ETF
Macquarie National High-Yield Municipal Bond ETF.

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ETF Opportunities Trust files with the SEC-8 Tuttle Capital AI ETFs

February 3, 2025-ETF Opportunities Trust has filed a Form N-1A, Post-Effective Amendment No.1, Registration Statement with the SEC for the
Tuttle Capital Agentic AI ETF
Tuttle Capital AI in Healthcare ETF
Tuttle Capital AI Power Generation ETF
Tuttle Capital DeepSeek Global AI Innovation and Disruption ETF
Tuttle Capital Drone Industry AI Powered ETF
Tuttle Capital Quantum Computing AI Powered ETF
Tuttle Capital Quantum Computing AI Powered Covered Call ETF
Tuttle Capital UFO Disclosure AI Powered ETF.

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Russell Investments Exchange Traded Funds files with the SEC-5 ETFs

January 31, 2025-Russell Investments Exchange Traded Funds has filed a Form N-1A, Pre-Effective Amendment No.1, Registration Statement with the SEC for the
U.S. Small Cap Equity Active ETF
International Developed Equity Active ETF
Global Equity Active ETF
Emerging Markets Equity Active ETF
Global Infrastructure Active ETF.

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Vanguard Malvern Funds files with the SEC

January 31, 2025--Vanguard Malvern Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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Calamos ETF Trust files with the SEC-Calamos Bitcoin Structured Alt Protection ETF-6 Mo Jan/Jul and Calamos Bitcoin Structured Alt Protection ETF-6 Mo Apr/Oct

January 31, 2025--Calamos ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Calamos Bitcoin Structured Alt Protection ETF-6 Mo Jan/Jul
Calamos Bitcoin Structured Alt Protection ETF-6 Mo Apr/Oct.

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Calamos ETF Trust files with the SEC-4 Calamos Bitcoin 90 Series Structured Alt Protection ETFs

January 31, 2025--Calamos ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Calamos Bitcoin 90 Series Structured Alt Protection ETF-January
Calamos Bitcoin 90 Series Structured Alt Protection ETF- April
Calamos Bitcoin 90 Series Structured Alt Protection ETF- July
Calamos Bitcoin 90 Series Structured Alt Protection ETF-October.

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BlackRock ETF Trust II files with the SEC-iShares High Yield Muni Active ETF

January 31, 2025--BlackRock ETF Trust II has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the iShares High Yield Muni Active ETF.

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Calamos ETF Trust files with the SEC-4 Calamos Bitcoin 80 Series Structured Alt Protection ETFs

January 31, 2025--Calamos ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Calamos Bitcoin 80 Series Structured Alt Protection ETF- January
Calamos Bitcoin 80 Series Structured Alt Protection ETF- April
Calamos Bitcoin 80 Series Structured Alt Protection ETF- July
Calamos Bitcoin 80 Series Structured Alt Protection ETF-October.

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EA Series Trust files with the SEC-Terra Firma Realty Innovation ETF

January 31, 2025--EA Series Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Terra Firma Realty Innovation ETF.

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RBB Fund Trust files with the SEC-Twin Oak Enhanced Credit ETF

January 31, 2025--RBB Fund Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Twin Oak Enhanced Credit ETF.

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Global X Funds files with the SEC-Global X Bitcoin Covered Call ETF

January 31, 2025--Global X Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Global X Bitcoin Covered Call ETF.

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Invesco Actively Managed Exchange-Traded Fund Trust files with the SEC-3 ETFs

January 31, 2025--Invesco Actively Managed Exchange-Traded Fund Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Invesco Comstock Contrarian Equity ETF
Invesco International Growth Equity ETF
Invesco QQQ Hedged Advantage ETF..

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21Shares Polkadot Trust files with the SEC

January 31, 2025-21Shares Polkadot Trust has filed a Form S-1 Registration Statement with the SEC.

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Manager Directed Portfolios files with the SEC-Twin Oak Short Horizon Absolute Return ETF and Twin Oak Active Opportunities ETF

January 30, 2025-Manager Directed Portfolios has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Twin Oak Short Horizon Absolute Return ETF
Twin Oak Active Opportunities ETF.

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Pacer Funds Trust files with the SEC- Pacer US Cash Cows 100 ETF and Pacer US Small Cap Cash Cows 100 ETF

January 30, 2025-Pacer Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Twin Oak Short Horizon Absolute Return ETF
Pacer US Small Cap Cash Cows 100 ETF.

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Hashdex Nasdaq Crypto Index US ETF files with the SEC

January 30, 2025-Hashdex Nasdaq Crypto Index US ETF has filed a Pre-Effective Amendment No. 4 to Form S-1 Registration Statement with the SEC.

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Cohen & Steers ETF Trust files with the SEC-3 ETFs

January 29, 2025-Cohen & Steers ETF Trust has filed a Form N-1A, Pre-Effective Amendment, Registration Statement with the SEC for the
Cohen & Steers Real Estate Active ETF
Cohen & Steers Preferred and Income Opportunities Active ETF
Cohen & Steers Natural Resources Active ETF.

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WisdomTree Trust files with the SEC-WisdomTree PutWrite Strategy Fund

January 29, 2025-WisdomTree Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the WisdomTree Equity Premium Income Fund (formerly, WisdomTree PutWrite Strategy Fund.

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Venerable Investment Advisers, LLC files with the SEC

January 28, 2025-Venerable Investment Advisers, LLC has filed an Expedited Review Requested-Application for Exemptive Relief with the SEC.

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Northern Lights Fund Trust III files with the SEC-PlanRock Alternative Growth ETF and PlanRock Market Neutral Income ETF

January 28, 2025-Northern Lights Fund Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
PlanRock Alternative Growth ETF
PlanRock Market Neutral Income ETF.

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Tidal Trust III files with the SEC-TH GARP India Rising Leaders ETF

January 28, 2025-Tidal Trust III has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the TH GARP India Rising Leaders ETF.

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Morgan Stanley ETF Trust files with the SEC

January 28, 2025-Morgan Stanley ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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Build Funds Trust files with the SEC-Build Bond Innovation ETF

January 28, 2025-Build Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Build Bond Innovation ETF.

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First Trust Exchange-Traded Fund VI files with the SEC-18 ETFs

January 28, 2025-First Trust Exchange-Traded Fund VI has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
First Trust Dorsey Wright Dynamic Focus 5 ETF
First Trust Dorsey Wright Focus 5 ETF
First Trust Dorsey Wright International Focus 5 ETF
First Trust Dorsey Wright Momentum & Dividend ETF

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Advisor Managed Portfolios files with the SEC-Miller Value Partners Leverage ETF and Miller Value Partners Appreciation ETF

January 28, 2025-Advisor Managed Portfolios has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Miller Value Partners Leverage ETF
Miller Value Partners Appreciation ETF.

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Managed Portfolio Series files with the SEC-Leuthold ETFs

January 28, 2025-Managed Portfolio Series has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Leuthold Core ETF
Leuthold Select Industries ETF.

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AB Active ETFs, Inc. files with the SEC-AB Short Duration High Yield ETF and AB Short Duration Income ETF

January 28, 2025-AB Active ETFs, Inc. has filed a Post-Effective Amendment, Registration Statement with the SEC for the
AB Short Duration High Yield ETF
AB Short Duration Income ETF.

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FundX Investment Trust files with the SEC-4 ETFs

January 28, 2025-FundX Investment Trust has filed a Post-Effective Amendment, Registration Statement with the SEC for the
FundX ETF
FundX Aggressive ETF
FundX Flexible ETF
FundX Conservative ETF.

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RBB Fund Trust files with the SEC-Advent Convertible Bond ETF

January 28, 2025-RBB Fund Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Advent Convertible Bond ETF.

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ETF Opportunities Trust files with the SEC-10 Tuttle Capital 2X Long ETFs

January 28, 2025-ETF Opportunities Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Tuttle Capital 2X Long XRP Daily Target ETF
Tuttle Capital 2X Long Solana Daily Target ETF
Tuttle Capital 2X Long Trump Daily Target ETF
Tuttle Capital 2X Long Litecoin Daily Target ETF

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Tidal Trust II files with the SEC-Defiance 2X Daily Long Pure Quantum ETF

January 28, 2025-Tidal Trust II has filed a Form N-1A, Pre-Effective Amendment, Registration Statement with the SEC for the Defiance 2X Daily Long Pure Quantum ETF.

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Bitwise Dogecoin ETF files with the SEC

January 28, 2025-Bitwise Dogecoin ETF has filed a Form S-1 Registration Statement with the SEC.

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Investment Managers Series Trust III files with the SEC-FPA Global Equity ETF

January 27, 2025-Investment Managers Series Trust III has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the FPA Global Equity ETF.

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SPDR S&P 500 ETF Trust files with the SEC

January 27, 2025-SPDR S&P 500 ETF has filed a Post-Effective Amendment No. 39 to Form S-6 Registration Statement with the SEC.

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VanEck ETF Trust files with the SEC

January 27, 2025-VanEck ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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DoubleLine ETF Trust files with the SEC-8 ETFs

January 27, 2025-DoubleLine ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
DoubleLine Opportunistic Core Bond ETF
DoubleLine Commercial Real Estate ETF
DoubleLine Mortgage ETF
DoubleLine Multi-Sector Income ETF
DoubleLine Shiller CAPE U.S. Equities ETF
DoubleLine Fortune 500 Equal Weight ETF
DoubleLine Commodity Strategy ETF.

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Grayscale Funds Trust files with the SEC-Grayscale Bitcoin Miners ETF

January 27, 2025-Grayscale Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Grayscale Bitcoin Miners ETF.

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Tidal ETF Trust files with the SEC-3 Gotham ETFs

January 27, 2025-Tidal ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Gotham Enhanced 500 ETF
Gotham 1000 Value ETF
Gotham Short Strategies ETF.

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Tidal Trust III files with the SEC-World Dynamic Momentum Leaders ETF

January 27, 2025-Tidal Trust III has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the World Dynamic Momentum Leaders ETF.

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Lattice Strategies Trust files with the SEC-10 Hartford ETFs

January 27, 2025-Lattice Strategies Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Hartford Disciplined US Equity ETF Summary Section, Hartford Longevity Economy ETF
Hartford Multifactor Developed Markets (ex-US)
Hartford Multifactor Diversified International ETF
Hartford Multifactor Emerging Markets ETF

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Listed Funds Trust files with the SEC-Preferred-Plus ETF and Dividend Performers ETF

January 27, 2025-Listed Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Preferred-Plus ETF
Dividend Performers ETF.

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Northern Lights Fund Trust III files with the SEC-Counterpoint High Yield Trend ETF and Counterpoint Quantitative Equity ETF

January 27, 2025-Northern Lights Fund Trust III has filed a Post-Effective Amendment, Registration Statement with the SEC for the
Counterpoint High Yield Trend ETF
Counterpoint Quantitative Equity ETF.

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Roundhill ETF Trust files with the SEC-Roundhill Uranium ETF

January 27, 2025-Roundhill ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Roundhill Uranium ETF.

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Themes ETF Trust files with the SEC

January 27, 2025-Themes ETF Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC.

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Invesco QQQ Trust, Series 1 files with the SEC

January 27, 2025-Ivesco QQQ Trust, Series 1 has filed a Post-Effective Amendment No. 32 to Form S-6 Registration Statement with the SEC.

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Innovator ETFs Trust files with the SEC-Innovator Uncapped Bitcoin 20 Floor ETF-Quarterly

January 27, 2025-Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator Uncapped Bitcoin 20 Floor ETF-Quarterly.

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Unified Series Trust files with the SEC-Ballast Small/Mid Cap ETF

January 27, 2025-Unified Series Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Ballast Small/Mid Cap ETF.

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Innovator ETFs Trust files with the SEC-Innovator Nasdaq-100 Monthly 2x ETF

January 27, 2025-Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator Nasdaq-100 Monthly 2x ETF.

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Innovator ETFs Trust files with the SEC-Innovator U.S. Equity Monthly 2x ETF

January 27, 2025-Innovator ETFs Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the Innovator U.S. Equity Monthly 2x ETF.

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Pacer Funds Trust files with the SEC-4 Trendpilot ETFs

January 27, 2025-Pacer Funds Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Pacer Trendpilot US Large Cap ETF
Pacer Trendpilot US Mid Cap ETF
Pacer Trendpilot 100 ETF
Pacer Trendpilot International ETF.

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ETF Opportunities Trust files with the SEC-10 Tuttle Capital 2X Long ETFs

January 27, 2025-ETF Opportunities Trust has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Tuttle Capital 2X Long XRP Daily Target ETF
Tuttle Capital 2X Long Solana Daily Target ETF
Tuttle Capital 2X Long Trump Daily Target ETF
Tuttle Capital 2X Long Litecoin Daily Target ETF

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Global X Funds files with the SEC-Global X Thematic Growth ETF and Global X Telemedicine & Digital Health ETF

January 27, 2025-Global X Funds has filed a Form N-1A, Post-Effective Amendment, Registration Statement with the SEC for the
Global X Dorsey Wright Thematic ETF (formerly known as the Global X Thematic Growth ETF)
Global X HealthTech ETF (formerly known as the Global X Telemedicine & Digital Health ETF).

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